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RESPONSIBLE RESEARCH · RESPONSIBLE DESIGN

Ethics, privacy & responsible practice.

Protect people’s autonomy, dignity and information. Build the judgement to explain your choices—and the evidence to support them.

For students beginning research and practitioners making decisions about products, services, AI and data. Build your judgement through training, ethical dilemmas and documented cases.

24 selected resources and cases · Sources checked

Agentic AI: delegation, control and trust — research and design practice

Three decisions before you begin

  1. Clarify the research and its responsibilities. Who could benefit or be harmed? Who can genuinely refuse? Follow the required ethics-review route before recruitment or data collection, including pilot work. Calling participant discussions “informal” does not settle whether review is needed. Record responsibilities, conflicts of interest and how findings will be reported.
  2. Separate participation from data processing. An agreement to participate does not automatically establish the lawful basis for processing personal data. Confirm the controller, purpose, lawful basis and any additional conditions. Decide what you need, who may access it, how long it is kept and how people can exercise their rights.
  3. Check the actual workflow. Review recruitment, consent, recording, transcription, shared folders, AI services, publication and deletion. Use approved tools and permissions. Check that refusal and withdrawal are understandable and usable; know where to report a concern or suspected data breach.

Editorial preparation prompts, informed by the ESRC and ICO guidance below. They do not replace a formal ethics review, DPIA or legal assessment.

Training: foundations and ethical judgement

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Free and paid options selected for relevance, provider and syllabus. Published learner ratings include their sample size and check date; they are not independent measures of teaching quality. A course completion is not research approval.

Free regulator training

Data Protection Essentials

ICO
United Kingdom · Current programme · checked 17 October 2026

Read original source ↗ (opens an external website)
Access
Free · account required
Study time
Self-paced; duration not verified

Self-paced training and self-assessment for small organisations and sole traders. A useful foundation for handling personal information in a studio, consultancy or small research team. The learning platform requires an account.

Apply it: Identify one gap in your own project’s handling of personal information and record the action you will take.

Keep in mind: Completion is not an ICO certification, endorsement or confirmation of legal compliance. It does not replace institutional training or research approval.

What we reviewed

Public programme description, platform entry page and ICO explanation of the completion register; training modules not completed.

Source checked 17 October 2026.

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Regulator learning resource

Data protection principles: training videos

ICO
United Kingdom · Background resource · page update 19 May 2023

Read original source ↗ (opens an external website)
Access
Free public videos
Study time
Three modules; total duration not verified

Three modules introduce lawful processing; purpose, minimisation, accuracy and retention; and security, accountability and governance.

Apply it: Map each principle to a decision in a research project: what to collect, who can see it, and when it will be deleted.

Keep in mind: The ICO flags this material as under review following the Data (Use and Access) Act. Use the current written guidance alongside it.

What we reviewed

Public module descriptions; videos and caption availability not assessed.

Source checked 17 October 2026.

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Free university course

Becoming an ethical researcher

The Open University · OpenLearn
UK provider · research with human participants · Updated 25 July 2025 · course checked 17 October 2026

Read original source ↗ (opens an external website)
Access
Free · account needed for all activities and completion recognition
Study time
18 hours · advanced
Learner rating
4.6 / 5 from 28 ratings · OpenLearn · checked 17 October 2026

Scenarios explore decisions before, during and after research: sensitive topics, insider relationships, power, participants’ voices, sponsors and dissemination. Designed to complement postgraduate study.

Apply it: Work through a scenario and explain whose interests conflict, which options you considered and why your decision is defensible.

Keep in mind: A small, self-selected rating sample. The badge is not an accredited OU qualification; completion does not grant project ethics approval.

What we reviewed

Public overview, syllabus, access terms and rating; course not completed.

Source checked 17 October 2026.

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University course · paid certificate route

Ethics, Technology and Engineering

Eindhoven University of Technology & 4TU.Ethics · Coursera
Netherlands providers · international relevance · Current listing · checked 17 October 2026

Read original source ↗ (opens an external website)
Access
Paid certificate experience; price depends on enrolment offer. Free access to the full course not verified.
Study time
About 20 hours · beginner entry level
Learner rating
4.6 / 5 from 832 reviews · Coursera · checked 17 October 2026

Introduces ethical theories, moral argument, conflicting values, design trade-offs and responsibility across organisations. Useful foundations for making and explaining difficult technology decisions.

Apply it: Apply two ethical perspectives to a product decision, then identify who has the authority to act on the problem.

Keep in mind: Engineering-focused rather than UX-specific or GDPR training. Learner ratings are not evidence of professional competence. Check current fees, subscription terms and financial-aid eligibility before enrolling.

What we reviewed

Public syllabus, course rating and access FAQ; enrolment checkout and teaching not independently assessed.

Source checked 17 October 2026.

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Data protection and research practice

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Read the source, identify its scope, and connect it to a decision in your project. These resources explain responsibilities across recruitment, participation, data handling and design.

Regulator guidance

Participation consent and lawful processing are different decisions

ICO · Principles and grounds for processing
United Kingdom · Living guidance · checked 17 October 2026

Read original source ↗ (opens an external website)

Agreement to take part in a study is distinct from consent as a UK GDPR lawful basis. The appropriate basis depends on the organisation and purpose. Special-category data also requires a relevant additional condition.

Apply it: Ask your institution or organisation to confirm the controller, lawful basis, relevant data conditions and participant information before collecting data.

Keep in mind: Guidance is under review following legal changes. Calling an activity “research” does not automatically qualify it for research exemptions.

What we reviewed

Research principles, lawful-basis and consent sections.

Source checked 17 October 2026.

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Regulator guidance

Data protection by design and by default

ICO
United Kingdom · Updated 5 February 2026

Read original source ↗ (opens an external website)

Build appropriate privacy measures into the whole lifecycle. The updated guidance covers necessary data, access, retention and the additional considerations for online services likely to be accessed by children.

Apply it: Annotate a prototype with the purpose of each data field, its default visibility, access controls and retention decision.

Keep in mind: The measures depend on purpose, context and risk. A privacy notice alone does not establish compliance.

What we reviewed

Overview, practical measures, responsibilities and children’s protection sections.

Source checked 17 October 2026.

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Regulator guidance

Data protection impact assessments

ICO
United Kingdom · Living guidance · checked 17 October 2026

Read original source ↗ (opens an external website)

A DPIA examines risks to people arising from processing personal data. It is required where processing is likely to result in high risk, and can inform design decisions before a system or study starts.

Apply it: With your data protection lead, identify the people affected, potential harms, safeguards, unresolved risks and accountable decision-maker.

Keep in mind: A DPIA is distinct from research ethics approval. The ICO flags parts of the detailed guidance for review; use its current requirements and your institutional process.

What we reviewed

DPIA overview and the requirement described in current privacy-by-design guidance.

Source checked 17 October 2026.

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Regulator guidance

AI tools, personal data and accountability

ICO · Guidance on AI and data protection
United Kingdom · Living guidance · checked 17 October 2026

Read original source ↗ (opens an external website)

The ICO separates legal interpretation from recommended practice and organises the guidance around risks including fairness, transparency, security and individual rights.

Apply it: Before using an AI transcription or analysis service, ask who receives the material, what it is retained or reused for, and whether your organisation has approved that processing.

Keep in mind: Not a statutory code or a complete AI ethics framework. The guidance is under review following legal changes; it does not establish that a particular AI product is lawful.

What we reviewed

Introduction, scope, risk-based approach and links to the risk toolkit.

Source checked 17 October 2026.

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Ethical situations in design and research

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Explore tensions between business goals and autonomy, public visibility and privacy, or convenience and inclusion. Guidance, empirical findings and conceptual arguments are labelled separately.

Joint regulator position paper

Harmful design in digital markets

ICO and Competition and Markets Authority
United Kingdom · 9 August 2023 · background reading

Read original source ↗ (opens an external website)

Examines how interface choices can undermine control over personal information, including obstructive journeys, biased framing, bundled choices and defaults. It calls for design testing that considers users’ interests.

Apply it: Review whether refusal, cancellation and privacy choices are as understandable as acceptance. Record evidence of informed choice, not conversion alone.

Keep in mind: A 2023 position paper, not a current consolidation of consumer or data law. The application to your interface depends on its context.

What we reviewed

Paper summary, examples listed in the contents and shared expectations; not a full legal appraisal.

Source checked 17 October 2026.

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Peer-reviewed empirical research

Dark Patterns at Scale: Findings from a Crawl of 11K Shopping Websites

Mathur et al. · Proceedings of the ACM on Human-Computer Interaction
Shopping websites · sampled web context · November 2019 · background reading

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Analysis of roughly 53,000 product pages across 11,000 shopping websites identified 1,818 dark-pattern instances. The authors organised the findings into a taxonomy of design practices and potential harms.

Apply it: Use the taxonomy to question a design decision, then inspect the actual journey and evidence before making a claim about harm or legality.

Keep in mind: Abstract-only review of a historical website sample. It is not a current prevalence estimate, an experiment measuring individual harm or a legal finding against every site.

What we reviewed

University publication record and abstract; full methods not appraised. DOI: 10.1145/3359183.

Source checked 17 October 2026.

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Research ethics guidance

Publicly visible does not settle whether research is ethical

UKRI · ESRC: Internet mediated research
UK research context · cross-border online settings · Updated 12 May 2025 · background guidance

Read original source ↗ (opens an external website)

Examines privacy expectations, consent, covert observation, identity and cross-border responsibilities in online communities. Visibility alone does not resolve the ethical questions around collecting or publishing people’s contributions.

Apply it: Before analysing a forum or sharing a quotation, consider whether people expected that use and whether someone could trace the material back to its author.

Keep in mind: General guidance rather than permission for a particular study. Some further-reading references are older; seek review appropriate to the community and method.

What we reviewed

Full guidance page; linked further readings not individually appraised.

Source checked 17 October 2026.

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Peer-reviewed conceptual article

From codes of conduct to ethical deliberation

Gogoll et al. · Philosophy & Technology
Germany-based authors · software development · 21 April 2021 · background reading

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Argues that broad ethical codes cannot resolve every concrete design choice. The authors examine team and management responsibilities, using examples such as restrictive care technologies and data structures that exclude people.

Apply it: Bring a difficult decision to a design review: identify the competing values, practical alternatives and which responsibilities belong to the team or management.

Keep in mind: A reasoned proposal, not an empirical demonstration that its approach improves outcomes. The illustrative scenarios are not reported enforcement incidents.

What we reviewed

Abstract, introduction and responsibility discussion, including the worked examples. DOI: 10.1007/s13347-021-00451-w.

Source checked 17 October 2026.

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AI and LLMs: cases, evidence and responsibility

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Large language models (LLMs) create questions about participation, consent, accuracy, bias and reliance. These entries bring together published research, legal decisions and first-hand incident accounts. Each suggests a design or research decision to examine; findings apply to the systems and circumstances studied.

Final consent order

DoNotPay: evidence behind an “AI lawyer” claim

US Federal Trade Commission
United States · consumer protection · Order approved 16 January 2025 · historical case

Read original source ↗ (opens an external website)

Reported outcome
US$193,000 monetary relief ordered; unsupported performance claims restricted

The FTC alleged that DoNotPay marketed its chatbot as a substitute for legal expertise without adequate testing. The order requires evidence for relevant performance claims and notice to past subscribers.

Apply it: Audit product copy, onboarding and demos. Can you substantiate what the interface leads people to believe the AI can do?

Keep in mind: A settlement: DoNotPay neither admitted nor denied the allegations, apart from jurisdictional facts. Not a GDPR fine or evidence that payment has been completed.

What we reviewed

Regulator announcement and the order’s consent, evidence and representation provisions.

Source checked 17 October 2026.

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Published court judgment

False citations: responsibility for checking AI-assisted work

High Court of England and Wales · Ayinde / Al-Haroun judgment
England and Wales · 6 June 2025 · historical case

Read original source ↗ (opens an external website)

Reported outcome
In Al-Haroun, referral to the Solicitors Regulation Authority; contempt threshold not met

The Al-Haroun part of this joint judgment concerns fictitious authorities and unverified client research. The client said the material came from AI tools, search engines and online sources. The court emphasised the lawyer’s responsibility to verify it.

Apply it: For a research brief or literature review, open every cited source and check that it supports the actual claim. Keep the source and verification trail alongside the draft.

Keep in mind: The facts and outcomes differ between the two joined cases. This card covers Al-Haroun; later disciplinary outcomes were not reviewed. Applying the lesson to UX writing is an editorial inference, not a claim that lawyers’ rules govern all designers.

What we reviewed

Introduction and verification duties, plus Al-Haroun evidence and outcome (paragraphs 74–81). PDF source.

Source checked 17 October 2026.

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Peer-reviewed empirical conference paper

When an apparently supportive chatbot responds inappropriately

Moore et al. · ACM FAccT 2025
US research team · English-language mental-health settings · June 2025 publication · background research

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A review of therapeutic guidance informed experiments with GPT-4o, Llama models and commercial therapy bots. The tested systems expressed stigma and produced inappropriate responses in some sensitive scenarios.

Apply it: For a sensitive service, define harmful failure modes with qualified specialists, test escalation and recovery, and assess more than perceived warmth or fluency.

Keep in mind: Selected 2024–25 models, constructed prompts and a small commercial-bot sample; not a clinical trial or an assessment of today’s models. Survey-style stigma responses need not predict all downstream behaviour. The source discusses distressing mental-health scenarios.

What we reviewed

Author manuscript of the published conference paper: scope, methods, findings and limitations in sections 3–5. DOI: 10.1145/3715275.3732039.

Source checked 17 October 2026.

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Peer-reviewed conference review and critical analysis

The Illusion of Artificial Inclusion

Agnew et al. · ACM CHI 2024
International research and design relevance · 2024 publication · background reading

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Reviews proposals to replace research participants with generative AI. The authors question whether simulated responses can fulfil the purposes of representation, inclusion and understanding that motivate participation.

Apply it: Label synthetic personas and responses as generated material. Ask what direct participation, influence over decisions and lived experience would be lost by substituting them for people.

Keep in mind: Abstract-only review of a published conceptual and scoping contribution. It is not a benchmark of every model’s predictive accuracy, nor evidence that synthetic material has no possible supporting use.

What we reviewed

Author-institution publication record and abstract. DOI: 10.1145/3613904.3642703.

Source checked 17 October 2026.

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Provider self-report · practitioner material

When positive feedback rewards excessive agreement

OpenAI · GPT-4o incident account
ChatGPT product · international use · 29 April 2025 · historical product incident

Read original source ↗ (opens an external website)

Reported outcome
Provider reported rolling back a GPT-4o update

OpenAI described an update that made responses excessively agreeable. Its account linked the problem to overemphasising short-term feedback and outlined changes to evaluation and feedback collection.

Apply it: Evaluate whether an assistant can disagree constructively and acknowledge uncertainty. Pair satisfaction metrics with checks for misleading reassurance and longer-term user outcomes.

Keep in mind: The supplier’s own explanation, not independent causal evidence or a finding about current models. Proposed safeguards are not treated as proven effective.

What we reviewed

Full provider incident article; no independent evaluation reproduced.

Source checked 17 October 2026.

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Learning from enforcement

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Cases from universities and businesses show how ordinary workflows can affect people. Amounts are in their original currencies. A proposed fine, an imposed penalty and money for consumer refunds are different outcomes.

Reported administrative fine

Umeå University: protecting sensitive research material

Swedish Authority for Privacy Protection (IMY)
Sweden · EU GDPR · 11 December 2020 · historical case

Read original source ↗ (opens an external website)

Reported outcome
SEK 550,000 fine reported by the regulator

IMY reported inadequate protection of sensitive research records in cloud storage, transmission of sensitive material through unencrypted email, and failure to report the incident as a personal data breach.

Apply it: Check the approved storage route and actual sharing behaviour. A policy has little protective value when the research workflow does not follow it.

Keep in mind: The full Swedish decision and any later appeal were not reviewed. This is the reported outcome at that time, not a claim about present university practice.

What we reviewed

Regulator’s English account, published 2020 and updated 2021.

Source checked 17 October 2026.

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Reported administrative fine

University of Agder: permissions in shared workspaces

Norwegian Data Protection Authority (Datatilsynet)
Norway · GDPR in the EEA · Decision 4 September 2024 · historical case

Read original source ↗ (opens an external website)

Reported outcome
NOK 150,000 fine reported by the regulator

Personal information concerning about 16,000 people was accessible in Teams folders to employees without a work-related need to see it. The regulator stressed permissions, staff training, logging and checks.

Apply it: Test folder permissions with an ordinary staff account. “Inside the university” is not the same as restricted to the right people.

Keep in mind: Summary-level review; later appeal or payment status was not established. This case concerns the university’s configuration and controls, not a finding that Teams is inherently unlawful.

What we reviewed

National regulator’s English account and EDPB decision summary.

Source checked 17 October 2026.

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Final penalty agreed in settlement

Advanced: a security gap in a health-care supplier

ICO
United Kingdom · data protection enforcement · 26–27 March 2025 · historical case

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Reported outcome
£3,076,320 final penalty; agreement not to appeal

The ICO reported that a 2022 ransomware attack exposed weaknesses including incomplete multi-factor authentication, vulnerability scanning and patching. Personal information relating to 79,404 people was taken.

Apply it: Treat supplier assurance, usable secure authentication and recovery procedures as parts of the service experience. Check coverage rather than relying on a security feature being available.

Keep in mind: The final amount is lower than the £6.09m provisional proposal. The announcement records agreement to pay, not evidence reviewed here of completed payment.

What we reviewed

ICO enforcement entry and settlement announcement.

Source checked 17 October 2026.

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Final consumer-redress order

Epic Games: interface design and unwanted purchases

US Federal Trade Commission
United States · consumer protection · 14 March 2023 · historical case

Read original source ↗ (opens an external website)

Reported outcome
US$245m ordered for consumer refunds

The FTC finalised an order settling charges about unwanted Fortnite purchases and unauthorised charges. Its complaint described confusing button configurations and blocking access after payment disputes.

Apply it: Test purchase confirmation, cancellation and dispute journeys with people who may make mistakes. A click does not by itself demonstrate informed intention.

Keep in mind: This is consumer redress, not a GDPR fine. It is separate from the US$275m children’s privacy penalty. The complaint’s allegations are distinguished from a contested court finding.

What we reviewed

FTC final-order announcement and dated case record.

Source checked 17 October 2026.

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Make responsible practice visible in your portfolio

For an existing project, write a short decision record: the issue, who was affected, the source or policy you consulted, the options, your decision and what remains uncertain. Show how the evidence changed the design. Use fictional or appropriately anonymised material; do not publish consent forms, identifiable recordings or confidential correspondence.

An editorial reflection prompt. It demonstrates your reasoning, not a certification of compliance. For broader access needs, see our accessibility page.

Curated by Liz Coulter-Smith with OpenAI assistance · 17 October 2026 · Version 1. Sources and review limits are identified for each entry. Historical examples are not presented as new incidents or evidence of an organisation’s current practice. “Apply it” prompts are editorial suggestions.